DPB Compliance Manual
The simple, no-nonsense guide to getting it right, all on one CD!
- General compliance procedures so that everyone in the firm is aware of the key issues
- Help for firms to satisfy the requirements of their Institute's DPB license
- Guidance on referring clients to an IFA
- Help for firms acting as trustee, executor or Power of Attorney for clients
- Guidance on handling corporate finance work
The manual includes standard letters, forms and memoranda covering all aspects of the relationship with the IFA and the client.
Cost
The manual costs £125 (£95*) plus VAT.
Annual Update Fee
Updates will be automatically sent to you. These are covered by an annual subscription (starting on 1 July following purchase) of £60 (£54*) plus VAT.
If you have any general queries about our manuals please contact Karina Mikolajczyk or call her on 0116 258 1200. If you have any technical queries please contact Belinda Auchimowicz.
* Special discounted price to members.
