Investment Business Review
This review will cover all the areas for which the firm is authorised to conduct investment business.
Reviews include:
- discussion of investment business procedures
- in depth review of a sample of client files
- follow up discussion with the investment business compliance partner
- detailed findings report and recommendations.
| Costs | |
| DPB licence | Price on application |
| FSA authorised | Price on application |
If you would like to discuss anything in more detail please contact David Southern or call 0116 258 1200.
