Methodology & Compliance Products

From anti-money laundering procedures to audit methodology, we offer a comprehensive and complementary range of audit, specialist assignment, compliance and general practice procedures solutions to thousands of firms of accountants and auditors.

Our experienced and dedicated team of authors monitor changes to rules and regulations to provide flexible, practical methodology and compliance products, to help support organisations of all sizes – from sole practitioners to international networks.

With the ability to shape your subscriptions to the products you really need and an unrivalled offering of paperless solutions (using Mercia incorporating SWAT methodology) we are able to deliver methodology and compliance solutions that meet your needs in the way you want to use them.

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Audit & Specialist Assignment Methodology

 

Our audit and specialist assignment methodology products provide you with all of the guidance and documentation needed to undertake a range of assignments from statutory audit to independent examination to reporting on clients’ money and much more.

Mercia Audit Manual

Our Mercia Audit Manual package includes access to our Limited Companies Audit Manual and Audit Procedures Manual, providing you and your firm with the guidance, procedures, engagement letters and other communication templates, disclosure checklists, reports, and work programmes needed to undertake audits of limited companies and groups.

  UK RoI International Available as paperless
Mercia Audit Manual
Mercia Audit Manual Package
(including Mercia Audit Procedures Manual)
Coming Soon
Mercia Audit Procedures Manual Coming Soon Coming Soon Coming Soon -
Printed documentation - - -

 

Specialist Assignment Manuals

Our Specialist Assignment Manuals include all of the resources you need to perform engagements in specialist or niche areas.  These products include, as relevant, sector-specific guidance, disclosure checklists, engagement letters and work programmes to perform specialist sector engagements. 

Written by our team of subject matter experts, we are able to bring our practical experience and technical knowledge together to offer practical solutions for firms working in specialist sectors.

  UK RoI Available as paperless
Specialist Assignment Manuals
Academies -
Assurance Review Engagements -
Audit Exemption
Charities (Full) Coming Soon
Charities Independent Examination - -
Clubs - -
Clubs (NI) - -
Designated Investment Firms (FCA) - -
Mortgage and General Insurance Intermediaries (FCA) -
Limited Liability Partnerships -
Pension Schemes -
Property Professionals - -
Registered Social Housing Providers - -
Societies and CICs - -
Solicitors Accounts Rules / Regulations
Solicitors Accounts Regulations (NI) - -

 

Model Accounts & Disclosure Checklists

Our Model Accounts and Disclosure Checklists offer access to disclosure and reference material and online Interactive Disclosure Checklists.

  UK RoI Available as paperless
Disclosure Checklists
Model accounts & disclosure checklists - -
Interactive disclosure checklists -

 

 

Anti-Money Laundering & Compliance Solutions

 

Our range of Anti-Money Laundering & Compliance Solutions help take the worry out of compliance, providing you with guidance and documentation to help ensure your practice remains up to date and compliant with legislation, regulation and best practice.

Whether you need AML compliance procedures, or a more comprehensive AML solution, we have a range of packages designed to help you comply with Money Laundering Regulations, including the ICAEW AML Service, which we have partnered with the ICAEW to provide. 

  UK RoI
Anti-Money Laundering
AML Compliance Manual
MLRO Support Service -
ICAEW AML Service -

 

 

  UK RoI
Compliance
Investment Business (DPB)
Practice Assurance Compliance -
Probate -

 

 

General Practice Manuals & Packages

 

Our General Practice Procedures Manual and General Practice Package deliver access to Mercia incorporating SWAT compliance and general practice procedures solutions within a cost-effective modular package.

Audit and Specialist Assignment Methodology can then be added, as required, to build a complete solution for your practice needs.

  Model Accounts & Disclosure Checklists Audit Exemption Manual Practice Assurance Compliance AML Compliance General Practice Procedures Manual General Practice Package
Accounts & Disclosure Checklists - - -
Accounts Compilation Procedures & Programmes - - -
Practice Assurance / General Practice Compliance - - -
Anti-Money Laundering Compliance - - -
Other practice procedures, guidance, letters & more - - - -

Pathways to Paperless

 

For over 15 years, Mercia have been working with our paperless partners to offer Mercia Methodology solutions in a truly paperless environment.  With benefits including greater efficiency, enhanced control and more flexible working solutions, increasingly firms are seeing paperless as the solution to their methodology and compliance needs.

 

Our paperless partners

By working closely with a number of highly respected paperless partners, we can help you to access Mercia incorporating Swat methodology on a platform that best aligns with the needs of your practice.

 

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